Latest Questions & Answers

Q: Name five statutes that prohibit discrimination in employment.

Name five statutes that prohibit discrimination in employment.

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Q: Two affiliates of a hugely successful hedge fund, SAC Capital Advisors

Two affiliates of a hugely successful hedge fund, SAC Capital Advisors, were charged with insider trading by the SEC. CR Intrinsic Investors and Sigma Capital Management apparently relied on expert ne...

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Q: How does the misappropriation theory apply to insider trading?

How does the misappropriation theory apply to insider trading?

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Q: Explain how each branch of the government checks the power of the

Explain how each branch of the government checks the power of the other branches.

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Q: If there are different ways to interpret statutes and case decisions,

If there are different ways to interpret statutes and case decisions, would it make sense to say that all interpretations of the law are equally appropriate?

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Q: Why is it illegal to use inside information in making securities transactions

Why is it illegal to use inside information in making securities transactions?

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Q: What is the function of the SEC?

What is the function of the SEC?

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Q: A corporation, Platforms, held stock that was not registered with

A corporation, Platforms, held stock that was not registered with the SEC under the Securities Act of 1933. William Martin provided consulting to Platforms as an employee of a sole proprietorship call...

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Q: The plaintiff commented that the defendants “intentionally or recklessly failed to

The plaintiff commented that the defendants “intentionally or recklessly failed to disclose a change in Japanese regulations that predictably reduced demand for the corporation’s products and services...

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Q: What was the stimulus for the creation of securities regulation? State

What was the stimulus for the creation of securities regulation? State the purposes of the two main federal securities laws.

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